Lesson 04 of 11
Overview
Will, EnableUs Community: Alright, welcome back to the EnableUs Community Podcast! Will here, and as always, I’m joined by Winter. Today, we’re diving into something that, honestly, makes a lot of people sweat—NDIS audit interviews. But, like, it doesn’t have to be scary, right Winter?
Winter, EnableUs Community: Absolutely, Will. Audit interviews are one of those things that sound intimidating, but once you understand what they’re about, it’s really just a conversation. It’s your chance to show how your service actually works in practice—not just what’s written in your policies.
Will, EnableUs Community: Yeah, and I think that’s the bit people forget. The interview isn’t about catching you out. It’s about showing how you live those NDIS standards day-to-day. And, depending on the type of audit, the interview can look a bit different. So, for sole traders or really small providers, you’re usually looking at a verification audit. That’s mostly just the owner or manager having a chat with the auditor. But if you’re a bigger provider, you’ll be doing a certification audit, and that means staff, team leaders, sometimes even participants get involved.
Winter, EnableUs Community: Exactly. And the auditor’s not just ticking boxes—they’re looking for real understanding. They want to see that you know your responsibilities, that you’re actually applying your policies, and that your service culture is all about participant rights and safety. It’s not just theory.
Will, EnableUs Community: I remember the first time I sat in on an audit interview. I was, like, expecting this grilling, but it was actually pretty relaxed. The auditor just wanted to hear real stories—how the team handled a complaint, or what they’d do if something went wrong. The biggest lesson I took away? If you don’t know something, it’s better to say, “I’d check the policy and ask my manager,” than to try and bluff your way through. Auditors respect honesty way more than a perfect answer.
Winter, EnableUs Community: That’s such a good point, Will. And it’s something we’ve talked about in previous episodes too—like, building a culture of ongoing compliance and being open about what you know and what you’re still learning. It’s all about showing you’re committed to doing the right thing, not just ticking boxes.
Winter, EnableUs Community: So, let’s get into the nitty gritty—what are the big topics that come up in these interviews? There’s a bit of a pattern, right?
Will, EnableUs Community: Yeah, definitely. Auditors almost always ask about the NDIS Code of Conduct. Like, “Can you give an example of how you apply the Code in your daily work?” They want to see you’re not just reciting it, but actually living it. Then there’s complaints management—“What would you do if a participant or family member made a complaint?” That sort of thing.
Winter, EnableUs Community: And incident response is a big one too. You might get asked, “Can you walk me through your incident reporting process?” Or, “How do you support participants to make their own choices?” That’s all about participant rights, which is honestly at the heart of the NDIS.
Will, EnableUs Community: Yeah, and don’t forget risk management. Auditors might ask, “How do you identify and respond to risks in your role?” Or, “What would you do if you suspected abuse or neglect?” They’re looking for real, practical answers—not just, “Oh, we have a policy for that.”
Winter, EnableUs Community: Exactly. I actually remember a case where a participant’s rights were front and centre in the audit. The staff member was asked how they support choice and control, and instead of just quoting the policy, they shared a story about helping a participant make a decision about their own support plan. It was simple, but it showed the auditor that the team really understood what participant rights look like in practice.
Will, EnableUs Community: That’s the gold, isn’t it? Real examples. And, like, if you’re asked about training, don’t just list the courses you’ve done. Talk about how that training actually changed the way you work. Auditors want to see that you’re not just ticking off modules, but actually using what you’ve learned.
Winter, EnableUs Community: And if you’re a manager, be ready to talk about how you support your team—like, how you keep policies up to date, how you run team meetings, and how you make sure everyone’s on the same page. It’s about showing you’re leading a positive, safe service culture, not just enforcing rules.
Will, EnableUs Community: Alright, so let’s talk about how to actually get ready for these interviews. I reckon the biggest “do” is be honest. If you don’t know something, say so, but also show you know where to find the answer. Auditors love that. And use real examples—don’t just talk about what you should do, talk about what you’ve actually done.
Winter, EnableUs Community: Yeah, and keep it participant-focused. If you’re ever stuck, just think, “How does this help the participant?” That’s always the right direction. And don’t try to memorise answers like a script. Auditors can tell when you’re being genuine versus when you’re just reciting something.
Will, EnableUs Community: Totally. And, like, don’t panic if you get a curveball question. Just talk through your thought process. It’s better to be reflective than to freeze up. Oh, and before audit day, do a quick review—check the Code of Conduct, refresh your memory on complaints and incident policies, and maybe run through some mock questions with a colleague or your manager.
Winter, EnableUs Community: That’s a great tip. I remember we had a coaching session with a manager who was super nervous about their first audit interview. We just practiced a few questions, talked through some real scenarios, and by the end, they were actually looking forward to it. And you know what? They absolutely nailed it. The auditor even commented on how genuine and participant-focused their answers were.
Will, EnableUs Community: Yeah, I love hearing those stories. It just proves that with the right prep and mindset, anyone can walk into an audit interview with confidence. And, like we’ve said in past episodes, it’s all about showing the real work you do every day—not just what’s on paper.
Winter, EnableUs Community: Exactly. So, if you’re listening and you’ve got an audit interview coming up, just remember: be honest, use real examples, and keep the participant at the centre of everything. That’s how you answer like a pro.
Will, EnableUs Community: Alright, that’s it for today’s episode. Thanks for tuning in, and we hope you’re feeling a bit more ready to tackle those audit interviews. We’ll be back soon with more tips and stories from the EnableUs Community. Winter, always a pleasure.
Winter, EnableUs Community: Thanks, Will. And thanks to everyone listening—don’t forget to check out our previous episodes if you want more on audits and compliance. Catch you next time!